Meet Our Team

Daniel S. Spring

Daniel S. Spring, AAMS®
First Vice President/Investments
Branch Manager

Dan is a Connecticut native and earned a Bachelor of Science from the University of Connecticut. He also holds the Accredited Asset Management SpecialistSM (AAMS®) designation from The College for Financial Planning.

Prior to becoming a financial advisor, Dan had a distinguished military career spanning 31 years and culminating with the rank of Brigadier General. He is active in his community, having served as a board member with Child and Family Services, The Community Foundation of Eastern Connecticut, and Mitchell College. He is also an elected official for the Town of North Stonington, Connecticut, serving as chairman of the Board of Finance.  



Matthew Spring

Matthew H. Spring, AIF®, CFP®
Financial Advisor
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A native of Southeastern Connecticut, Matthew earned a bachelor's degree from Boston University. He began his investment career with Stifel's Phoenix, Arizona, office, where he served as a member of a three-person team. Matthew has earned the Accredited Investment Fiduciary® designation and the CERTIFIED FINANCIAL PLANNER™ certification. He holds Series 7 and Series 66 securities licenses, as well as life, health, and variable insurance licenses (including annuities).


Matthew serves as secretary of the board for both Child & Family Agency of Southeastern Connecticut as well as the Mystic YMCA.




Our Client Service Associates

Lisa Fratoni, AAMS®
Administrative Assistant to the Branch Manager


Viola Hubert
Senior Registered Client Service Associate