Meet Our Team

Daniel S. Spring

Daniel S. Spring, AAMS®
First Vice President/Investments
Branch Manager

Dan is a Connecticut native and earned a Bachelor of Science from the University of Connecticut.  He also holds the Accredited Asset Management Specialist™ designation from the College for Financial Planning. 

Prior to becoming a financial advisor, Dan had a distinguished military career spanning 31 years and culminating with the rank of Brigadier General.  He is active in his community, having served as a board member with Child and Family Agency of Southeastern CT., The Community Foundation of Eastern Connecticut, and Mitchell College.  He is also an elected official for the Town of North Stonington, Connecticut, serving as chairman of the board of finance.   



Matthew Spring

Matthew H. Spring, AIF®, CFP®
Financial Advisor
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A native of Southeastern Connecticut, Matthew earned a Bachelor of Science from Boston University.  He began his investment career with Stifel's Phoenix, Arizona, office, where he served as a member of a three-person team.  He has earned the Accredited Investment Fiduciary® designation, the CERTIFIED FINANCIAL PLANNER certification, and holds Series 7 and Series 66 securities licenses, as well as life, health, and variable insurance licenses (including annuities). 

Matthew serves as Vice Chair of the Board of Directors for the Child & Family Agency of Southeastern Connecticut.  He is also a board member of the Mystic Naik Branch YMCA and the Stonington Historical Society. 


Our Client Service Associates

Lisa Fratoni, AAMS®
Administrative Assistant to the Branch Manager